Step 1. Initial Meeting
Review firm philosophies, meet team members, and discuss working arrangement
Provide list of documents and information needed
Identify and prioritize goals
Step 2. Discovery
Gather relevant financial data
Clarify goals
Organize records and documents
Step 3. Analysis, Strategy & Development
Analyze current situation and develop relevant strategies to pursue goals
Stress test strategies for changing conditions and circumstances
Step 4. Plan Presentation
Present recommendations in a clear, straightforward manner
Discuss any modifications needed
Review timeline for implementation
Assign action items to both clients and advisors
Step 5. Implementation
Execute agreed-upon strategies
Step 6. Monitor & Review
Monitor progress
Provide monthly and quarterly statements for all investment accounts
Provide online access to account information
Continue planning and investment modifications for the duration of our relationship
